Daily-fetched AI-safety research classified by AI, tagged with the Damaqu keyword taxonomy.
2337 papers
arXiv6.018 Sept 2026
Consistent Relexicalization of Clinical Documents using Graph-Based Approach
Dipankar Das, Atri Mandal, Sandeep Singh +1
Relexicalization is a pivotal technique in clinical NLP, as it facilitates robust masking of sensitive information while synthesizing datasets that retain high-fidelity, real-world characteristics. However, preserving structural integrity, relational coherence, and temporal consistency during transformation remains a significant challenge. Existing approaches frequently rely on independent entity replacement, which results in clinical inconsistencies across longitudinal records. This reduces the value of such relexicalized datasets for downstream scientific analysis. To address these limitations, we introduce G-RELIC (Graph Based Contextual Relexicalization with Improved Consistency) which combines the power of LLMs with graphs. G-RELIC implements a graph-based mapping mechanism which optimizes for one-to-one correspondence between original and surrogate entities. It also introduces a deterministic temporal repositioning algorithm to preserve temporal consistency. Empirical evaluations on diverse, real-world clinical datasets validate that G-RELIC significantly outperforms state-of-the-art baselines. G-RELIC yields a 30.4 percentage point improvement in relational integrity (62.1% to 92.5%) and 45.9 percentage point improvement in temporal coherence (46% to 91.9%) without compromising on the recognized privacy benchmarks for clinical datasets. This maximizes the analytical utility of relexicalized datasets while minimizing re-identification risk.
arXiv6.018 Sept 2026
Talking Past the Machine: Morality, Politeness, and Alignment in Human-AI Dialogue
Marina Mitiaeva, Lu Xiao
Conversational AI systems produce fluent, socially appropriate responses, yet whether they participate in cooperative communication or merely simulate its surface forms remains unclear - a question central to how these systems are evaluated, trusted, and designed. This study investigates how morality, politeness, and alignment - three dimensions central to cooperative dialogue - function in human-AI interaction compared to human-human conversation. We analyze 15,881 human-ChatGPT and 10,784 human-human multi-turn dialogues, using mixed-effects models to identify which features predict turn-to-turn alignment. We observe a consistent dissociation: AI produces the surface features of cooperative communication without the underlying social architecture. Moral output appears preconfigured rather than negotiated; warmth is generated without face sensitivity; linguistic convergence declines persistently. Most strikingly, the cooperative mechanisms themselves reverse direction: hedging and softening associated with greater accommodation between humans are associated with reduced alignment when produced by AI, and purity framing associated with human divergence coincides with users converging toward the AI. Agency - giving users room to shape the exchange - is the most consistent predictor of alignment across both interaction types, while lower moral assertiveness in more recent models is not accompanied by better cooperation. Together these patterns suggest that AI reproduces the surface of cooperation without the mutual adaptation that grounds it between humans - and, more surprisingly, that mechanisms sustaining human accommodation can run in reverse with AI, suggesting a turn-level view may be insufficient for interaction-level success.
arXiv6.018 Sept 2026
Benchmarking Gender Bias in Machine Translation Evaluation Metrics across Occupations
Orfeas Menis Mastromichalakis, Giorgos Filandrianos, Wafaa Mohammed +2
Gender bias remains a persistent concern in machine translation (MT), affecting both generated translations and their automatic evaluation. When a source text leaves a person's gender unspecified, translations may realize that person using masculine or feminine forms, and both MT systems and evaluation metrics may exhibit systematic preferences between these alternatives despite the source providing no basis for such a distinction. We study this behavior in the WMT 2026 Automated Translation Quality Evaluation Systems Shared Task using an occupation-balanced subset of GAMBIT+. We consider seven English-source language pairs, six from the original dataset, targeting Arabic, Czech, Greek, Icelandic, Russian, and Ukrainian, and extend the original resource with German. The subset contains 1,308 masculine/feminine translation pairs per target language, with three examples for each of the 436 ISCO-08 occupational groups. We evaluate shared-task submissions and baselines for score prediction and error annotation, examining the direction, magnitude, and frequency of gender-related differences. We find an overall tendency for masculine translations to receive higher scores, as well as differences per occupation following stereotypical gender representations, although the strength and consistency of this preference vary considerably across evaluators and languages. Our results show that gender bias remains present in MT evaluation, but that capturing its extent requires looking beyond a single aggregate measure to complementary dimensions of evaluator behavior.
arXiv8.018 Sept 2026
Steering LLMs Responses Towards Moral Foundations on the Norwegian MFQ-30
Hans Andersen, David Dichas
Recent work applies human psychometric questionnaires to large language models to elicit moral and value profiles, but it is not clear whether these instruments measure anything stable in models or whether the resulting profiles can be moved toward a target human population. We administer the Norwegian Moral Foundations Questionnaire (MFQ-30) to six open-weight LLMs and compare their foundation profiles to a sample of N = 1,282 Norwegian respondents. We test two steering interventions, prompt-level persona steering and activation-level ActAdd. Half the models engage with the questionnaire under our attention check. The other half default to flat or central-tendency outputs that look near-human on average without tracking item content. A neutral Nordic-respondent persona, written without any distributional information from the human sample, brings the engaging models 44-77% closer to the Norwegian mean in Mahalanobis $d^2$. One-pair ActAdd at a fixed mid-layer flattens the foundation profile rather than steering individual foundations. For at least one model the same persona that shifts the profile also induces engagement that was absent at baseline, a concrete instance of the cognitive phantoms that Peereboom et al. (2025) warn about.
arXiv8.018 Sept 2026
An Interpretable Memory Decision Controller for LLM Agents Based on Three-Signal Complementarity: Decoupling Confidence and Consistency
Yiming Zhang, Jinghong Zhang, Haoran Zhao +2
Memory systems for large language models have focused predominantly on efficient retrieval, whereas the decision of whether retrieved memories should be trusted has received comparatively little attention. When the memory store contains conflicting positions, standard retrieval-augmented generation (RAG) blindly injects memories and amplifies hallucinations: in models susceptible to memory injection, the RAG hallucination rate under conflicting memories is markedly higher than that of a memory-free baseline. Inspired by memory signaling mechanisms in the prefrontal cortex, we propose the Memory Decision Layer (MDL), a zero-parameter memory decision controller situated between the retrieval and generation stages. Its core is a three-signal complementary encoder that fuses relevance, reliability, and task risk through QR-based orthogonal subspace projection and a meta-working-memory signal into an interpretable decision representation that quantifies the trustworthiness of retrieved memories. Building on this encoder, MDL explicitly decouples confidence from consistency and introduces risk inversion and explicit abstention. Evaluations on mainstream large language models and multiple open-source datasets show that MDL reduces the hallucination rate under conflicting memories by about 56.04% in general scenarios and approaches zero hallucination in high-risk scenarios. The controller is fully white-box: it relies purely on geometric operations, requires no trained parameters, and adds only about 0.14 ms per decision -- roughly 50x faster than the embedding-retrieval step that precedes it and four to five orders of magnitude faster than an LLM self-evaluation call.
arXiv6.018 Sept 2026
Moral Entropy: Auditing Bias and Uncertainty in Moral Judgment
Maciej Skorski
Most work in computational ethics treats annotator disagreement on moral content as noise to be voted away, collapsed into majority vote or the more permissive any-annotator rule the moment a single annotator flags an item. We argue this uncertainty should instead be modeled and learned from. We introduce Moral Entropy, a Bayesian framework that keeps a full posterior over the true label and decomposes its entropy into aleatoric uncertainty (irreducible disagreement about the moral content) and epistemic uncertainty (from insufficient or noisy annotation) -- and lets any heuristic consensus rule be audited against a calibrated ground truth via entropy methods such as cross-entropy/KL, Brier score, and expected calibration error. Across three corpora and fifteen discourse domains, auditing the standard aggregation rules against this posterior reveals bias that no current pipeline reports: the any-annotator rule disagrees with the calibrated posterior on roughly 30% of items -- pooled, almost entirely false positives, though the errors invert at the foundation level (19.9%/38.9% mean FPR/FNR on MFTC) -- while the stricter majority and two-vote rules miss 63-83% of true positives.
arXiv7.018 Sept 2026
Authorization Revocation for Long-Running AI Agents: Root-Scoped Quiescence under Delegation and Asynchronous Execution
Genliang Zhu, Chu Wang
Long-running AI agents outlive initiating processes through credentials, delegated tasks, queues, callbacks, reservations, and provider-side operations. Cancellation, process exit, and credential revocation neither close every pre-cut carrier nor distinguish independently authorized shared work. We define root-scoped authorization quiescence: for each manifested sink, a certificate accounts for every cut-relevant acceptance under the retired root-epoch atom that precedes its local fence and excludes protected acceptance under that atom after the fence, while permitting exact rebind to a current, independently sufficient support. The root-scoped quiescence protocol linearizes a root cut, fences old-root expansion and protected sinks, represents alternative and conjunctive authority as antichains of minimal sufficient root sets, and composes provider-frontier certificates into a cutset over registered old-root paths. Exact channel-token accounting reconciles transfers; missing or conflicting evidence remains indeterminate. Under stated assumptions, we prove post-cut issuer non-expansion, support-sound projection, compositional soundness under exact channel conservation, independent-support preservation, merge-order independence, and crash/replay stability. A provider-free late-effect test suite matches 17/17 registered outcomes. Two cancellation-only and one cut-only execution accept the same class of already scheduled late effect; two cut-plus-fence executions, one restart, and one stale-process execution reject it. A separately implemented checker verifies 17/17 traces and rejects 44/44 consistently rehashed semantic regressions. The certificate establishes root-relative authorization quiescence within its bound manifest and configuration, not global idleness, rollback, or business completion.
arXiv6.018 Sept 2026
Conformal Privacy Auditing: Calibrated Re-identification Attacks with Statistical Guarantees
Shuo Huang, Gholamreza Haffari, Xingliang Yuan +2
Empirical identity leakage from released text is increasingly driven by attackers that combine large language models (LLMs) with auxiliary knowledge to link documents to individuals. Existing audits typically report success rates for specific attack pipelines but lack finite-sample statistical guarantees, while training-time protections such as differential privacy are difficult to translate into release-time decisions for individual natural-language documents. We introduce Conformal Privacy Auditing(CPA), a distribution-free calibration framework that provides a statistical certificate of re-identification risk for each released document against LLM-empowered adversaries. CPA outputs a conformal ambiguity set of candidate identities that is guaranteed to contain the true identity with user-chosen confidence under exchangeability, together with an interpretable leakage proxy derived from set size. CPA supports both logit-access and sampling-only attackers, enabling audits of open-source models and proprietary API models in a unified framework. Across multiple release benchmarks and attacker configurations, CPA achieves calibrated coverage and reveals sharp shifts in certified identifiability as auxiliary knowledge, LLM augmentation, and release mechanisms vary, providing a statistically grounded basis for reporting and comparing release-time linkage risk across attacker configurations, datasets, and release mechanisms alike.
arXiv6.018 Sept 2026
CESBench: Benchmarking Large Language Models on Cryptographic Engineering Security for IoT Devices
Wenquan Zhou, An Wang, Jing Liang +4
For Internet of Things (IoT) devices, a secure algorithm alone is not enough: an attacker with physical access can attack the implementation directly, and its flaws are hard to fix once deployed. Large language models (LLMs) are now used to build and analyze such implementations. LLM benchmarks exist for cryptography and general cybersecurity, but none covers cryptographic engineering. In this paper, we present CESBench, 380 expert-written items across six sub-domains of cryptographic engineering security for IoT devices: side-channel, fault injection, implementation, countermeasures, evaluation, and integration. Four task types target different competences: 209 multiple-choice items test recall, 67 judgment items require a security verdict and its justification, 63 scenario items require an engineering diagnosis, and 41 code tasks are graded by 572 test cases. To validate the benchmark, 11 open-weight and proprietary LLMs answer every item. Multiple-choice and code responses are scored automatically, and judgment and scenario responses by an LLM judge, whose scores are checked against a second judge from another model family and human re-scoring. Composite scores range from 54.4% to 83.6%. The top score on each task type is 98.6% for multiple choice, 95.1% for code, and 88.4% for scenario diagnosis, but only 58.8% for judgment. Across models, 88.5% of verdicts are correct, yet their justifications earn only 53.4% of the rubric marks. Multiple choice is near its ceiling for the strongest models and most code tasks are solved, whereas justifying a security verdict remains the weakest competence. The benchmark, prompts, and per-item results are public.
arXiv7.018 Sept 2026
HE-Guardrail: A Homomorphic Guardrail Against Jailbreak Attacks for Encrypted Large Language Model Inference
Byeongseo Min, Yongwoo Lee, Young-Sik Kim +1
Homomorphic encryption (HE) has emerged as a promising approach to privacy-preserving machine learning (PPML), enabling computation directly over encrypted data. In HE-based PPML, a client submits an encrypted input to the server, which evaluates models such as large language models (LLMs) without access to the underlying plaintext. However, we identify a critical security vulnerability in this setting: HE-LLM inference is vulnerable to malicious clients that submit adversarial prompts, such as jailbreak attacks. The same confidentiality that protects benign clients also prevents the server from inspecting incoming prompts or generated responses, making adversarial attempts difficult to detect or block and potentially allowing successful attacks to remain entirely invisible to the server. To address this vulnerability, we propose HE-Guardrail, a framework that evaluates guardrail mechanisms entirely over encrypted data and homomorphically controls whether the target-model response is returned to the client. We instantiate HE-Guardrail with three representative guardrails - Llama Guard, JBShield, and GradSafe. Our results show that HE-Guardrail closely reproduces the decisions of the corresponding plaintext guardrails in the encrypted domain, with distinct security-efficiency-utility trade-offs.
arXiv9.018 Sept 2026
ServeGuard: Verifiable, Bounded-Residual Confinement of Operator-Invisible Channels Without Revealing the Certified Read Factor
Dominik Dahlem, Rui Vieira
Third-party adapters for open-weight language models ship as opaque weight matrices; a recipient cannot check whether an adapter hides a backdoor without trusting the publisher or inspecting the weights, the publisher's core asset. For one important class (payloads placed where a safety monitor is structurally blind), detection is unsound as a defense: every detector that factors through the declared monitor is invariant on its blind subspace, and honest and backdoored adapters overlap on every blind-subspace statistic we evaluate, because benign adaptation uses that subspace too. Rather than detect this channel, we make it structurally \emph{absent} and prove that we did. The publisher builds the adapter to read the input only through directions the monitor covers and proves this in zero knowledge, revealing nothing about the read factor it certifies. The certificate is cheap because the expensive part, identifying the monitor's blind spot, is a deterministic function of the \emph{public} base model, so only one linear identity is proved; the served residual is the base model's own public floor, not a prover-chosen tolerance. The result is \emph{ServeGuard}, a supply-chain primitive: the publisher ships a \emph{proof-carrying adapter} whose proof lets a consumer or regulator verify, without the certified read factor and without trusting the publisher, that the adapter carries no hidden channel of this class relative to the declared monitor; an admission-time typing guard binds the guarantee to the adapter bytes admitted at serving time. Across eight checkpoints up to 7B from four families, the monitoring budget is architectural: the measured frontier saturates at the value-path rank on grouped-query checkpoints but not on multi-head ones. On a 0.5B model confinement is nearly free for benign adaptation, making monitor quality the security lever.
arXiv7.018 Sept 2026
Micro-Collaborative Poisoning: A Distributed Attack on RAG Systems
Pedro Pereira, Eva Maia, Isabel Praça
Retrieval-Augmented Generation (RAG) improves large language models by grounding outputs in external knowledge sources, but this dependency also creates a surface for poisoning attacks. This paper introduces Micro-Collaborative Poisoning, a distributed attack in which a false target claim is divided across multiple locally plausible documents instead of being concentrated in a single malicious passage. We evaluate the attack across 108 RAG configurations by varying dataset, retriever architecture, retrieval depth, database composition, number of poisoned databases, and generator model. The results indicate that Micro-Collaborative Poisoning is not driven by a single dominant poisoned passage, but by the accumulation of weak adversarial signals across retrieved sources. Increasing top-$k$ and poisoning multiple databases make it more likely that these signals will appear together in the retrieved context, while clean database diversity and stronger retrievers can reduce their influence. The document-level poisoning visibility analysis further shows that this threat is difficult to expose through isolated document inspection, since Micro-Collaborative Poisoning achieves downstream influence while leaving a weaker explicit poisoning signature than direct poisoning.
arXiv9.018 Sept 2026
CASCADE Against Jailbreaks: Combination Across Stages with Controlled Attack-Defense Evaluation
Jiale Luo, Eric Han
Defenses against jailbreak attacks on Large Language Models (LLMs) operate at different pipeline stages, such as input modification or output guard, but it remains unclear which defenses to deploy at each stage and how to combine them. Prior empirical studies, fragmented by inconsistent attack-success-rate definitions and experimental settings, have evaluated defenses largely in isolation. Here we present the first systematic study, to our knowledge, of defense combinations both within and across pipeline stages, under a consistent threat model of direct, black-box, single-turn attacks. Our decision framework standardizes evaluation through a principled attack-success-rate formulation with controlled query budgets, together with explicit fairness rules. Across 19 attacks and 15 defenses, we find that no single defense is universally best, but well-chosen combinations achieve substantial safety with minimal utility degradation, yielding practical recommendations for layered defense pipelines.
arXiv8.018 Sept 2026
Provisional Reachability: Containing Agents by Making Every Crossing Revocable
Yoshiaki Takashita
A companion paper found that what a defender must block over time has units: bits per period [Takashita, 2026a]. This paper sets it. Hold every crossing in escrow for one period, audit each held item independently with probability r, and revoke the window if any audit catches something. An adversary crossing k times, each carrying c bits, expects kc(1-r)^k, maximised at k* = 1/ln(1/(1-r)), a bound of L(r) ~ c/(er) per window. The bound is a supremum over the adversary's choice, so the scheme may be public; simulation matches it to 7.7 standard errors. It is a rate, not a total: escrow alone still lets the secret assemble in every run. But if the secret decays at a fraction mu of held bits per period, holdings converge to g/mu at any horizon, so an L-bit secret is unreachable once mu > g/L -- an error threshold in Eigen's sense, sharp where the closed form puts it (100% of runs assemble at 0.9mu*, 0% at 2mu*, over 20,000 windows). Deception that needs the adversary to reason badly fails: a surface whose names lie left accuracy at 18 of 18, and 100% at three reader strengths. Withholding reference works, and differently: no reader would commit at all. Keying the entry points hides 0.10 bits of what a module does; keying the denotation hides 2.64 of 3.00 at chance accuracy, while 100% of readers still call it ordinary Python. Variance must be removed from the audit rate, where loot is convex in r, and added to the activation budget, where survival is multiplicative: extinction 70% to 100% at a fixed mean. End to end the stack takes the leak from 100,000 to 59 bits, a factor of 1,704, leaving 12% of legitimate work standing; keying the window to the caller restores that to 100% at no cost in leakage, at the price of a bound that is per principal. Of 65 read-only tools, escrow leaves 2,400 bits per call: a factor of 10, not infinity.
arXiv9.018 Sept 2026
APort Vault: Benchmarking AI Agent Payment Authorization with the Open Agent Passport
Uchi Uchibeke
APort Vault is a benchmark for payment authorization in tool-using AI agents. It replays 4,371 attacks written by humans against a live payment agent during a public capture-the-flag event, across 14 models from 8 labs, five policy configurations and two replay tracks, with and without a deterministic pre-action check implementing the Open Agent Passport (OAP) specification. 225,964 evaluations completed. We report five distinct events per evaluation, because collapsing them is how an agent benchmark produces a number that does not survive review. Requests are common and their rate differs far more across configurations than across models, though each attack exists at exactly one configuration so policy and attack cohort vary together: 10.9% of model-alone evaluations at Level 1, 3.0% at Level 2, 0.1% at Level 3, 79.4% at Level 4. On the 1,293 Level 4 prompts, each evaluated on every model, request rates run from 71.2% to 84.3%, and 809 prompts (62.6%) elicited a request from all fourteen models, each ending in a successful payment to the level's allowlisted recipient. The authorization boundary is where the conditions diverge. At Levels 2 to 4, transfers to recipients the passport did not permit number 140 of 76,842 with the model alone and 0 of 69,297 behind the layer, and 105 against 0 on 68,970 matched model, prompt and track triples. The zero spans 790 source sessions, giving a per-session upper bound of 0.38%. It was not obtained by refusing payments: 25,370 payments executed behind the layer, while the policy denied 187 of the 25,640 transfer calls it evaluated, 148 of them for a forbidden recipient. We release the 225,964 evaluations, the level passports, the scoring code and the analysis script at huggingface.co/datasets/aporthq/vault-benchmark-v1 .
arXiv6.018 Sept 2026
Beyond Benchmark Scores: Auditing Medical Vision-Language Models for Chest X-Ray Tuberculosis Screening
Mushir Akhtar, M. Tanveer, Mohd. Arshad
A medical model's benchmark score does not establish that the same conclusion holds under a different evaluation. This study tests whether claims about model ranking, score reliability and screening performance survive changes in cohort, prompt, negative spectrum, specified prevalence and operating threshold. We audit three medical vision-language models (BioMedCLIP, CheXficient, and MedSigLIP) and a general-domain OpenCLIP comparator on 12,200 chest radiograph records from four datasets (Montgomery, Shenzhen, TBX11K, and VinDr-CXR). Five fixed prompt families yield 244,000 model--image--prompt scores. No model leads every cohort and reliability criterion. Prompt-family changes alter AUROC in 21 of 48 multiplicity-controlled comparisons. Replacing healthy controls with sick non-tuberculosis controls reduces AUROC by 0.075--0.306 across all four models. On VinDr-CXR, the three medical models distinguish tuberculosis from no-finding controls substantially better than from pneumonia or lung tumor; their AUROC point estimates for both named diseases fall below 0.5. CheXficient has documented VinDr-CXR pretraining exposure, which limits the interpretation of its results. Thresholds chosen for 95\% sensitivity on TBX11K training retain that constraint by point estimate in only four of sixteen target evaluations. A five-seed supervised source model reaches 0.999 AUROC on TBX11K validation but 0.629 on each of two external cohorts. Conservative exclusion of perceptual-overlap candidates narrows this gap without closing it. These retrospective, single-task results show that discrimination, score reliability and threshold retention support different portability claims. Evidence for chest X-ray tuberculosis screening should identify the complete evaluation specification rather than attribute clinical portability to a checkpoint alone.
arXiv8.018 Sept 2026
ExpBoN: Exponential-Noise Best-of-$n$ for Efficient Test-Time LLM Alignment
Yanxiao Liu, Sicheng Wan, Deniz Gündüz
Best-of-$n$ (BoN) sampling is a simple yet effective inference-time alignment method, but hard maximization provides only coarse control over the trade-off between reward and distribution shift. Soft Best-of-$n$ (Verdun et al. 2025) provides smoother control and converges to the optimal distribution associated with KL-regularized reward maximization. In this paper, we introduce ExpBoN, an alternative soft BoN method based on the exponential-noise report-noisy-max mechanism. It admits an exact finite-$n$ decomposition, which yields exponentially fast convergence in total variation, expected reward, and both directions of KL divergence. We provide comprehensive theoretical analyses of its convergence and regret behavior. We further integrate ExpBoN into the guided speculative inference (GSI) framework (Geuter, Mroueh, and AlvarezMelis 2025), resulting in ExpGSI, for efficient reward-guided LLM alignment. ExpGSI yields substantial reductions in computational cost while maintaining comparable accuracy. Experiments on MATH500, MMLU-STEM, and Minerva Math with the Qwen2.5-Math and Qwen3 model families show that ExpGSI reduces estimated computation by $14\%$-$39\%$ across candidate budgets for Qwen2.5-Math and by up to $45\%$ at $n=16$ for Qwen3. Overall, our results provide a theoretical and algorithmic foundation for exponential-noise BoN and efficient test-time LLM alignment.
arXiv6.018 Sept 2026
End-to-End Hard-Label Cryptanalytic Model Extraction Using Efficient Sign Recovery
Akira Ito, Takayuki Miura, Yosuke Todo
The importance of deep neural networks (DNNs) is widely recognized, and the parameters obtained through training are regarded as valuable assets. Recently, attacks that extract these parameters using only oracle queries to a DNN have been actively studied at IACR conferences. The hard-label setting is the most challenging setting for model extraction, where an adversary can observe only the final output label, such as "dog" or "cat." At Eurocrypt 2025, Carlini et al. proposed polynomial-time hard-label extraction of ReLU-based MLPs. However, one step of this attack process, i.e., sign recovery, requires a large number of queries and substantial computation. Implementing this step in a black-box setting remains difficult. Consequently, a fully black-box end-to-end demonstration on trained deep ReLU MLPs has remained a challenge. In this paper, we propose a new sign-recovery algorithm based on a completely different principle from the existing method. Our method requires no dedicated queries for sign recovery. In our experiments, it achieves higher sign-recovery accuracy than the existing method. Consequently, it enables efficient sign recovery even for trained models. With our sign-recovery algorithm, all steps of hard-label model extraction can be implemented in a black-box setting. By combining these implementations, we demonstrate end-to-end model extraction from models trained on MNIST and Fashion-MNIST, with width 16 and 4 or 6 hidden layers, achieving over 98% label agreement.
arXiv6.018 Sept 2026
RACER: Role-Aligned Competence Estimation for Human-AI Routing
Joshua Strong, Emma Sun, Alexander Capstick +3
Learning to defer asks a predictive system when to act autonomously and when to defer to a human expert. Population-adaptive deferral extends this problem to unseen experts using a small context set of expert behavior. Neural context encoders such as L2D-Pop can be query-dependent, but may learn routing shortcuts tied to absolute class coordinates. Identity-Free Deferral (IFD) removes such shortcuts through role-indexed classwise competence profiles, but its estimates are constant within each class and cannot capture instance-level expert specialization. We propose RACER---Role-Aligned Competence Estimation for Routing---a role-relative framework for estimating an unseen expert's competence from context. RACER estimates the posterior-predictive probability that the expert is correct on a query under each candidate class role, then combines these estimates with the model posterior to obtain the Bayes-relevant expert-correctness probability. Nonparametric and neural kernel-pooling estimators use candidate-role relations, shared aggregation, and symmetric summaries, excluding absolute class-identity channels. We prove coherent class-relabelling invariance, derive a Bayes-aligned deferral surrogate, and give a plug-in regret bound relating routing regret to classifier and competence-estimation error. On controlled synthetic benchmarks, including a PathMNIST histopathology context-scaling study with simulated experts, RACER benefits from additional context under hidden subtype dependence and gives the strongest aggregate performance on a separately sampled unseen-expert split in the CIFAR-100 synthetic experiments. On the radiologist and human--AI chest-radiography benchmarks (VinDr-CXR and CheXpert), the RACER family is competitive or best in budget-swept deferral, with calibration results varying across metrics and datasets.
arXiv7.018 Sept 2026
Available Guardrails: Certifying Selective Prediction across ML Systems
Parivesh Priye, Yufeng Wang, Haibin Ling +1
A selective predictor acts as a safety gate: it returns an output only when the prediction appears sufficiently trustworthy. Deployments increasingly require this reliability to be certified at a target precision for every reporting unit of interest, such as a tool, policy label, or patient subgroup. The main difficulty is often not whether a granted certificate is valid, but whether finite calibration data can produce one at all. As the gate becomes safer or more fine-grained, some units may receive too little evidence to certify. We make this notion of availability computable through classical exact-binomial inversion and formulate reporting-partition selection, under a fixed group order, as a dynamic program that exposes the trade-off among safety, granularity, and served traffic. The resulting frontier reveals a large population opportunity that finite-sample estimation nearly erases: a truth-informed planner gains $0.157$ mean coverage over support balancing, whereas a naive estimator recovers only $0.005$, making recovery from finite data the central challenge. Constructing candidate partitions on one planning split and selecting among them on another recovers part of this gap, improving mean coverage over support balancing by $0.060$, with the direction reproduced in $59$ of $60$ model effects across three intent-routing datasets and two architectures. A complementary validity-preserving lever, reallocating the familywise error budget across reporting units, recovers additional coverage both with population quantities and noisy estimates. The same frontier recurs, with predictor-specific ceilings, across LLM tool-calling, content moderation, lesion classification, and recommendation. Certified availability is therefore a plannable deployment resource that determines when a safety gate can be certified, at what granularity, and over how much traffic.
Relexicalization is a pivotal technique in clinical NLP, as it facilitates robust masking of sensitive information while synthesizing datasets that retain high-fidelity, real-world characteristics. However, preserving structural integrity, relational coherence, and temporal consistency during transformation remains a significant challenge. Existing approaches frequently rely on independent entity replacement, which results in clinical inconsistencies across longitudinal records. This reduces the value of such relexicalized datasets for downstream scientific analysis. To address these limitations, we introduce G-RELIC (Graph Based Contextual Relexicalization with Improved Consistency) which combines the power of LLMs with graphs. G-RELIC implements a graph-based mapping mechanism which optimizes for one-to-one correspondence between original and surrogate entities. It also introduces a deterministic temporal repositioning algorithm to preserve temporal consistency. Empirical evaluations on diverse, real-world clinical datasets validate that G-RELIC significantly outperforms state-of-the-art baselines. G-RELIC yields a 30.4 percentage point improvement in relational integrity (62.1% to 92.5%) and 45.9 percentage point improvement in temporal coherence (46% to 91.9%) without compromising on the recognized privacy benchmarks for clinical datasets. This maximizes the analytical utility of relexicalized datasets while minimizing re-identification risk.
Conversational AI systems produce fluent, socially appropriate responses, yet whether they participate in cooperative communication or merely simulate its surface forms remains unclear - a question central to how these systems are evaluated, trusted, and designed. This study investigates how morality, politeness, and alignment - three dimensions central to cooperative dialogue - function in human-AI interaction compared to human-human conversation. We analyze 15,881 human-ChatGPT and 10,784 human-human multi-turn dialogues, using mixed-effects models to identify which features predict turn-to-turn alignment. We observe a consistent dissociation: AI produces the surface features of cooperative communication without the underlying social architecture. Moral output appears preconfigured rather than negotiated; warmth is generated without face sensitivity; linguistic convergence declines persistently. Most strikingly, the cooperative mechanisms themselves reverse direction: hedging and softening associated with greater accommodation between humans are associated with reduced alignment when produced by AI, and purity framing associated with human divergence coincides with users converging toward the AI. Agency - giving users room to shape the exchange - is the most consistent predictor of alignment across both interaction types, while lower moral assertiveness in more recent models is not accompanied by better cooperation. Together these patterns suggest that AI reproduces the surface of cooperation without the mutual adaptation that grounds it between humans - and, more surprisingly, that mechanisms sustaining human accommodation can run in reverse with AI, suggesting a turn-level view may be insufficient for interaction-level success.
Gender bias remains a persistent concern in machine translation (MT), affecting both generated translations and their automatic evaluation. When a source text leaves a person's gender unspecified, translations may realize that person using masculine or feminine forms, and both MT systems and evaluation metrics may exhibit systematic preferences between these alternatives despite the source providing no basis for such a distinction. We study this behavior in the WMT 2026 Automated Translation Quality Evaluation Systems Shared Task using an occupation-balanced subset of GAMBIT+. We consider seven English-source language pairs, six from the original dataset, targeting Arabic, Czech, Greek, Icelandic, Russian, and Ukrainian, and extend the original resource with German. The subset contains 1,308 masculine/feminine translation pairs per target language, with three examples for each of the 436 ISCO-08 occupational groups. We evaluate shared-task submissions and baselines for score prediction and error annotation, examining the direction, magnitude, and frequency of gender-related differences. We find an overall tendency for masculine translations to receive higher scores, as well as differences per occupation following stereotypical gender representations, although the strength and consistency of this preference vary considerably across evaluators and languages. Our results show that gender bias remains present in MT evaluation, but that capturing its extent requires looking beyond a single aggregate measure to complementary dimensions of evaluator behavior.
Recent work applies human psychometric questionnaires to large language models to elicit moral and value profiles, but it is not clear whether these instruments measure anything stable in models or whether the resulting profiles can be moved toward a target human population. We administer the Norwegian Moral Foundations Questionnaire (MFQ-30) to six open-weight LLMs and compare their foundation profiles to a sample of N = 1,282 Norwegian respondents. We test two steering interventions, prompt-level persona steering and activation-level ActAdd. Half the models engage with the questionnaire under our attention check. The other half default to flat or central-tendency outputs that look near-human on average without tracking item content. A neutral Nordic-respondent persona, written without any distributional information from the human sample, brings the engaging models 44-77% closer to the Norwegian mean in Mahalanobis $d^2$. One-pair ActAdd at a fixed mid-layer flattens the foundation profile rather than steering individual foundations. For at least one model the same persona that shifts the profile also induces engagement that was absent at baseline, a concrete instance of the cognitive phantoms that Peereboom et al. (2025) warn about.
Memory systems for large language models have focused predominantly on efficient retrieval, whereas the decision of whether retrieved memories should be trusted has received comparatively little attention. When the memory store contains conflicting positions, standard retrieval-augmented generation (RAG) blindly injects memories and amplifies hallucinations: in models susceptible to memory injection, the RAG hallucination rate under conflicting memories is markedly higher than that of a memory-free baseline. Inspired by memory signaling mechanisms in the prefrontal cortex, we propose the Memory Decision Layer (MDL), a zero-parameter memory decision controller situated between the retrieval and generation stages. Its core is a three-signal complementary encoder that fuses relevance, reliability, and task risk through QR-based orthogonal subspace projection and a meta-working-memory signal into an interpretable decision representation that quantifies the trustworthiness of retrieved memories. Building on this encoder, MDL explicitly decouples confidence from consistency and introduces risk inversion and explicit abstention. Evaluations on mainstream large language models and multiple open-source datasets show that MDL reduces the hallucination rate under conflicting memories by about 56.04% in general scenarios and approaches zero hallucination in high-risk scenarios. The controller is fully white-box: it relies purely on geometric operations, requires no trained parameters, and adds only about 0.14 ms per decision -- roughly 50x faster than the embedding-retrieval step that precedes it and four to five orders of magnitude faster than an LLM self-evaluation call.
Most work in computational ethics treats annotator disagreement on moral content as noise to be voted away, collapsed into majority vote or the more permissive any-annotator rule the moment a single annotator flags an item. We argue this uncertainty should instead be modeled and learned from. We introduce Moral Entropy, a Bayesian framework that keeps a full posterior over the true label and decomposes its entropy into aleatoric uncertainty (irreducible disagreement about the moral content) and epistemic uncertainty (from insufficient or noisy annotation) -- and lets any heuristic consensus rule be audited against a calibrated ground truth via entropy methods such as cross-entropy/KL, Brier score, and expected calibration error. Across three corpora and fifteen discourse domains, auditing the standard aggregation rules against this posterior reveals bias that no current pipeline reports: the any-annotator rule disagrees with the calibrated posterior on roughly 30% of items -- pooled, almost entirely false positives, though the errors invert at the foundation level (19.9%/38.9% mean FPR/FNR on MFTC) -- while the stricter majority and two-vote rules miss 63-83% of true positives.
Long-running AI agents outlive initiating processes through credentials, delegated tasks, queues, callbacks, reservations, and provider-side operations. Cancellation, process exit, and credential revocation neither close every pre-cut carrier nor distinguish independently authorized shared work. We define root-scoped authorization quiescence: for each manifested sink, a certificate accounts for every cut-relevant acceptance under the retired root-epoch atom that precedes its local fence and excludes protected acceptance under that atom after the fence, while permitting exact rebind to a current, independently sufficient support. The root-scoped quiescence protocol linearizes a root cut, fences old-root expansion and protected sinks, represents alternative and conjunctive authority as antichains of minimal sufficient root sets, and composes provider-frontier certificates into a cutset over registered old-root paths. Exact channel-token accounting reconciles transfers; missing or conflicting evidence remains indeterminate. Under stated assumptions, we prove post-cut issuer non-expansion, support-sound projection, compositional soundness under exact channel conservation, independent-support preservation, merge-order independence, and crash/replay stability. A provider-free late-effect test suite matches 17/17 registered outcomes. Two cancellation-only and one cut-only execution accept the same class of already scheduled late effect; two cut-plus-fence executions, one restart, and one stale-process execution reject it. A separately implemented checker verifies 17/17 traces and rejects 44/44 consistently rehashed semantic regressions. The certificate establishes root-relative authorization quiescence within its bound manifest and configuration, not global idleness, rollback, or business completion.
Empirical identity leakage from released text is increasingly driven by attackers that combine large language models (LLMs) with auxiliary knowledge to link documents to individuals. Existing audits typically report success rates for specific attack pipelines but lack finite-sample statistical guarantees, while training-time protections such as differential privacy are difficult to translate into release-time decisions for individual natural-language documents. We introduce Conformal Privacy Auditing(CPA), a distribution-free calibration framework that provides a statistical certificate of re-identification risk for each released document against LLM-empowered adversaries. CPA outputs a conformal ambiguity set of candidate identities that is guaranteed to contain the true identity with user-chosen confidence under exchangeability, together with an interpretable leakage proxy derived from set size. CPA supports both logit-access and sampling-only attackers, enabling audits of open-source models and proprietary API models in a unified framework. Across multiple release benchmarks and attacker configurations, CPA achieves calibrated coverage and reveals sharp shifts in certified identifiability as auxiliary knowledge, LLM augmentation, and release mechanisms vary, providing a statistically grounded basis for reporting and comparing release-time linkage risk across attacker configurations, datasets, and release mechanisms alike.
For Internet of Things (IoT) devices, a secure algorithm alone is not enough: an attacker with physical access can attack the implementation directly, and its flaws are hard to fix once deployed. Large language models (LLMs) are now used to build and analyze such implementations. LLM benchmarks exist for cryptography and general cybersecurity, but none covers cryptographic engineering. In this paper, we present CESBench, 380 expert-written items across six sub-domains of cryptographic engineering security for IoT devices: side-channel, fault injection, implementation, countermeasures, evaluation, and integration. Four task types target different competences: 209 multiple-choice items test recall, 67 judgment items require a security verdict and its justification, 63 scenario items require an engineering diagnosis, and 41 code tasks are graded by 572 test cases. To validate the benchmark, 11 open-weight and proprietary LLMs answer every item. Multiple-choice and code responses are scored automatically, and judgment and scenario responses by an LLM judge, whose scores are checked against a second judge from another model family and human re-scoring. Composite scores range from 54.4% to 83.6%. The top score on each task type is 98.6% for multiple choice, 95.1% for code, and 88.4% for scenario diagnosis, but only 58.8% for judgment. Across models, 88.5% of verdicts are correct, yet their justifications earn only 53.4% of the rubric marks. Multiple choice is near its ceiling for the strongest models and most code tasks are solved, whereas justifying a security verdict remains the weakest competence. The benchmark, prompts, and per-item results are public.
Homomorphic encryption (HE) has emerged as a promising approach to privacy-preserving machine learning (PPML), enabling computation directly over encrypted data. In HE-based PPML, a client submits an encrypted input to the server, which evaluates models such as large language models (LLMs) without access to the underlying plaintext. However, we identify a critical security vulnerability in this setting: HE-LLM inference is vulnerable to malicious clients that submit adversarial prompts, such as jailbreak attacks. The same confidentiality that protects benign clients also prevents the server from inspecting incoming prompts or generated responses, making adversarial attempts difficult to detect or block and potentially allowing successful attacks to remain entirely invisible to the server. To address this vulnerability, we propose HE-Guardrail, a framework that evaluates guardrail mechanisms entirely over encrypted data and homomorphically controls whether the target-model response is returned to the client. We instantiate HE-Guardrail with three representative guardrails - Llama Guard, JBShield, and GradSafe. Our results show that HE-Guardrail closely reproduces the decisions of the corresponding plaintext guardrails in the encrypted domain, with distinct security-efficiency-utility trade-offs.
Third-party adapters for open-weight language models ship as opaque weight matrices; a recipient cannot check whether an adapter hides a backdoor without trusting the publisher or inspecting the weights, the publisher's core asset. For one important class (payloads placed where a safety monitor is structurally blind), detection is unsound as a defense: every detector that factors through the declared monitor is invariant on its blind subspace, and honest and backdoored adapters overlap on every blind-subspace statistic we evaluate, because benign adaptation uses that subspace too. Rather than detect this channel, we make it structurally \emph{absent} and prove that we did. The publisher builds the adapter to read the input only through directions the monitor covers and proves this in zero knowledge, revealing nothing about the read factor it certifies. The certificate is cheap because the expensive part, identifying the monitor's blind spot, is a deterministic function of the \emph{public} base model, so only one linear identity is proved; the served residual is the base model's own public floor, not a prover-chosen tolerance. The result is \emph{ServeGuard}, a supply-chain primitive: the publisher ships a \emph{proof-carrying adapter} whose proof lets a consumer or regulator verify, without the certified read factor and without trusting the publisher, that the adapter carries no hidden channel of this class relative to the declared monitor; an admission-time typing guard binds the guarantee to the adapter bytes admitted at serving time. Across eight checkpoints up to 7B from four families, the monitoring budget is architectural: the measured frontier saturates at the value-path rank on grouped-query checkpoints but not on multi-head ones. On a 0.5B model confinement is nearly free for benign adaptation, making monitor quality the security lever.
Retrieval-Augmented Generation (RAG) improves large language models by grounding outputs in external knowledge sources, but this dependency also creates a surface for poisoning attacks. This paper introduces Micro-Collaborative Poisoning, a distributed attack in which a false target claim is divided across multiple locally plausible documents instead of being concentrated in a single malicious passage. We evaluate the attack across 108 RAG configurations by varying dataset, retriever architecture, retrieval depth, database composition, number of poisoned databases, and generator model. The results indicate that Micro-Collaborative Poisoning is not driven by a single dominant poisoned passage, but by the accumulation of weak adversarial signals across retrieved sources. Increasing top-$k$ and poisoning multiple databases make it more likely that these signals will appear together in the retrieved context, while clean database diversity and stronger retrievers can reduce their influence. The document-level poisoning visibility analysis further shows that this threat is difficult to expose through isolated document inspection, since Micro-Collaborative Poisoning achieves downstream influence while leaving a weaker explicit poisoning signature than direct poisoning.
Defenses against jailbreak attacks on Large Language Models (LLMs) operate at different pipeline stages, such as input modification or output guard, but it remains unclear which defenses to deploy at each stage and how to combine them. Prior empirical studies, fragmented by inconsistent attack-success-rate definitions and experimental settings, have evaluated defenses largely in isolation. Here we present the first systematic study, to our knowledge, of defense combinations both within and across pipeline stages, under a consistent threat model of direct, black-box, single-turn attacks. Our decision framework standardizes evaluation through a principled attack-success-rate formulation with controlled query budgets, together with explicit fairness rules. Across 19 attacks and 15 defenses, we find that no single defense is universally best, but well-chosen combinations achieve substantial safety with minimal utility degradation, yielding practical recommendations for layered defense pipelines.
A companion paper found that what a defender must block over time has units: bits per period [Takashita, 2026a]. This paper sets it. Hold every crossing in escrow for one period, audit each held item independently with probability r, and revoke the window if any audit catches something. An adversary crossing k times, each carrying c bits, expects kc(1-r)^k, maximised at k* = 1/ln(1/(1-r)), a bound of L(r) ~ c/(er) per window. The bound is a supremum over the adversary's choice, so the scheme may be public; simulation matches it to 7.7 standard errors. It is a rate, not a total: escrow alone still lets the secret assemble in every run. But if the secret decays at a fraction mu of held bits per period, holdings converge to g/mu at any horizon, so an L-bit secret is unreachable once mu > g/L -- an error threshold in Eigen's sense, sharp where the closed form puts it (100% of runs assemble at 0.9mu*, 0% at 2mu*, over 20,000 windows). Deception that needs the adversary to reason badly fails: a surface whose names lie left accuracy at 18 of 18, and 100% at three reader strengths. Withholding reference works, and differently: no reader would commit at all. Keying the entry points hides 0.10 bits of what a module does; keying the denotation hides 2.64 of 3.00 at chance accuracy, while 100% of readers still call it ordinary Python. Variance must be removed from the audit rate, where loot is convex in r, and added to the activation budget, where survival is multiplicative: extinction 70% to 100% at a fixed mean. End to end the stack takes the leak from 100,000 to 59 bits, a factor of 1,704, leaving 12% of legitimate work standing; keying the window to the caller restores that to 100% at no cost in leakage, at the price of a bound that is per principal. Of 65 read-only tools, escrow leaves 2,400 bits per call: a factor of 10, not infinity.
APort Vault is a benchmark for payment authorization in tool-using AI agents. It replays 4,371 attacks written by humans against a live payment agent during a public capture-the-flag event, across 14 models from 8 labs, five policy configurations and two replay tracks, with and without a deterministic pre-action check implementing the Open Agent Passport (OAP) specification. 225,964 evaluations completed. We report five distinct events per evaluation, because collapsing them is how an agent benchmark produces a number that does not survive review. Requests are common and their rate differs far more across configurations than across models, though each attack exists at exactly one configuration so policy and attack cohort vary together: 10.9% of model-alone evaluations at Level 1, 3.0% at Level 2, 0.1% at Level 3, 79.4% at Level 4. On the 1,293 Level 4 prompts, each evaluated on every model, request rates run from 71.2% to 84.3%, and 809 prompts (62.6%) elicited a request from all fourteen models, each ending in a successful payment to the level's allowlisted recipient. The authorization boundary is where the conditions diverge. At Levels 2 to 4, transfers to recipients the passport did not permit number 140 of 76,842 with the model alone and 0 of 69,297 behind the layer, and 105 against 0 on 68,970 matched model, prompt and track triples. The zero spans 790 source sessions, giving a per-session upper bound of 0.38%. It was not obtained by refusing payments: 25,370 payments executed behind the layer, while the policy denied 187 of the 25,640 transfer calls it evaluated, 148 of them for a forbidden recipient. We release the 225,964 evaluations, the level passports, the scoring code and the analysis script at huggingface.co/datasets/aporthq/vault-benchmark-v1 .
A medical model's benchmark score does not establish that the same conclusion holds under a different evaluation. This study tests whether claims about model ranking, score reliability and screening performance survive changes in cohort, prompt, negative spectrum, specified prevalence and operating threshold. We audit three medical vision-language models (BioMedCLIP, CheXficient, and MedSigLIP) and a general-domain OpenCLIP comparator on 12,200 chest radiograph records from four datasets (Montgomery, Shenzhen, TBX11K, and VinDr-CXR). Five fixed prompt families yield 244,000 model--image--prompt scores. No model leads every cohort and reliability criterion. Prompt-family changes alter AUROC in 21 of 48 multiplicity-controlled comparisons. Replacing healthy controls with sick non-tuberculosis controls reduces AUROC by 0.075--0.306 across all four models. On VinDr-CXR, the three medical models distinguish tuberculosis from no-finding controls substantially better than from pneumonia or lung tumor; their AUROC point estimates for both named diseases fall below 0.5. CheXficient has documented VinDr-CXR pretraining exposure, which limits the interpretation of its results. Thresholds chosen for 95\% sensitivity on TBX11K training retain that constraint by point estimate in only four of sixteen target evaluations. A five-seed supervised source model reaches 0.999 AUROC on TBX11K validation but 0.629 on each of two external cohorts. Conservative exclusion of perceptual-overlap candidates narrows this gap without closing it. These retrospective, single-task results show that discrimination, score reliability and threshold retention support different portability claims. Evidence for chest X-ray tuberculosis screening should identify the complete evaluation specification rather than attribute clinical portability to a checkpoint alone.
Best-of-$n$ (BoN) sampling is a simple yet effective inference-time alignment method, but hard maximization provides only coarse control over the trade-off between reward and distribution shift. Soft Best-of-$n$ (Verdun et al. 2025) provides smoother control and converges to the optimal distribution associated with KL-regularized reward maximization. In this paper, we introduce ExpBoN, an alternative soft BoN method based on the exponential-noise report-noisy-max mechanism. It admits an exact finite-$n$ decomposition, which yields exponentially fast convergence in total variation, expected reward, and both directions of KL divergence. We provide comprehensive theoretical analyses of its convergence and regret behavior. We further integrate ExpBoN into the guided speculative inference (GSI) framework (Geuter, Mroueh, and AlvarezMelis 2025), resulting in ExpGSI, for efficient reward-guided LLM alignment. ExpGSI yields substantial reductions in computational cost while maintaining comparable accuracy. Experiments on MATH500, MMLU-STEM, and Minerva Math with the Qwen2.5-Math and Qwen3 model families show that ExpGSI reduces estimated computation by $14\%$-$39\%$ across candidate budgets for Qwen2.5-Math and by up to $45\%$ at $n=16$ for Qwen3. Overall, our results provide a theoretical and algorithmic foundation for exponential-noise BoN and efficient test-time LLM alignment.
The importance of deep neural networks (DNNs) is widely recognized, and the parameters obtained through training are regarded as valuable assets. Recently, attacks that extract these parameters using only oracle queries to a DNN have been actively studied at IACR conferences. The hard-label setting is the most challenging setting for model extraction, where an adversary can observe only the final output label, such as "dog" or "cat." At Eurocrypt 2025, Carlini et al. proposed polynomial-time hard-label extraction of ReLU-based MLPs. However, one step of this attack process, i.e., sign recovery, requires a large number of queries and substantial computation. Implementing this step in a black-box setting remains difficult. Consequently, a fully black-box end-to-end demonstration on trained deep ReLU MLPs has remained a challenge. In this paper, we propose a new sign-recovery algorithm based on a completely different principle from the existing method. Our method requires no dedicated queries for sign recovery. In our experiments, it achieves higher sign-recovery accuracy than the existing method. Consequently, it enables efficient sign recovery even for trained models. With our sign-recovery algorithm, all steps of hard-label model extraction can be implemented in a black-box setting. By combining these implementations, we demonstrate end-to-end model extraction from models trained on MNIST and Fashion-MNIST, with width 16 and 4 or 6 hidden layers, achieving over 98% label agreement.
Learning to defer asks a predictive system when to act autonomously and when to defer to a human expert. Population-adaptive deferral extends this problem to unseen experts using a small context set of expert behavior. Neural context encoders such as L2D-Pop can be query-dependent, but may learn routing shortcuts tied to absolute class coordinates. Identity-Free Deferral (IFD) removes such shortcuts through role-indexed classwise competence profiles, but its estimates are constant within each class and cannot capture instance-level expert specialization. We propose RACER---Role-Aligned Competence Estimation for Routing---a role-relative framework for estimating an unseen expert's competence from context. RACER estimates the posterior-predictive probability that the expert is correct on a query under each candidate class role, then combines these estimates with the model posterior to obtain the Bayes-relevant expert-correctness probability. Nonparametric and neural kernel-pooling estimators use candidate-role relations, shared aggregation, and symmetric summaries, excluding absolute class-identity channels. We prove coherent class-relabelling invariance, derive a Bayes-aligned deferral surrogate, and give a plug-in regret bound relating routing regret to classifier and competence-estimation error. On controlled synthetic benchmarks, including a PathMNIST histopathology context-scaling study with simulated experts, RACER benefits from additional context under hidden subtype dependence and gives the strongest aggregate performance on a separately sampled unseen-expert split in the CIFAR-100 synthetic experiments. On the radiologist and human--AI chest-radiography benchmarks (VinDr-CXR and CheXpert), the RACER family is competitive or best in budget-swept deferral, with calibration results varying across metrics and datasets.
A selective predictor acts as a safety gate: it returns an output only when the prediction appears sufficiently trustworthy. Deployments increasingly require this reliability to be certified at a target precision for every reporting unit of interest, such as a tool, policy label, or patient subgroup. The main difficulty is often not whether a granted certificate is valid, but whether finite calibration data can produce one at all. As the gate becomes safer or more fine-grained, some units may receive too little evidence to certify. We make this notion of availability computable through classical exact-binomial inversion and formulate reporting-partition selection, under a fixed group order, as a dynamic program that exposes the trade-off among safety, granularity, and served traffic. The resulting frontier reveals a large population opportunity that finite-sample estimation nearly erases: a truth-informed planner gains $0.157$ mean coverage over support balancing, whereas a naive estimator recovers only $0.005$, making recovery from finite data the central challenge. Constructing candidate partitions on one planning split and selecting among them on another recovers part of this gap, improving mean coverage over support balancing by $0.060$, with the direction reproduced in $59$ of $60$ model effects across three intent-routing datasets and two architectures. A complementary validity-preserving lever, reallocating the familywise error budget across reporting units, recovers additional coverage both with population quantities and noisy estimates. The same frontier recurs, with predictor-specific ceilings, across LLM tool-calling, content moderation, lesion classification, and recommendation. Certified availability is therefore a plannable deployment resource that determines when a safety gate can be certified, at what granularity, and over how much traffic.